FINRA, the Financial Industry Regulatory Authority, has issued its first cross-market report cards covering the acts of spoofing and layering orders. These are common complaints about high frequency ...

Federal regulators are close to finishing "five or six" investigations that are based on emerging forms of false trading that use high-speed electronic access to markets. Investigators are keying ...

Market abuse can take many forms and often involves subtle patterns across orders, trades, and market data. Regulators expect institutions to operate surveillance programs that can identify and ...

The complaint alleges that from approximately December 2010 through at least September 2016, Avalon engaged in hundreds of thousands of instances of layering, involving hundreds of securities traded ...

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